SOLIST FINANCIAL

Overview

Solist Financial is an independent, SEC-registered registered investment adviser organized as an LLC. The firm is organized to serve both individual and family clients as well as institutional relationships, and it bills primarily on a percentage-of-AUM basis. It operates across advisory and intermediary roles — the business combines fee-based advisory services (financial planning, portfolio management for individuals/small businesses and for businesses/institutions, selection of other advisers and pension consulting) with broker-dealer/insurance product activity (registered representative of a broker-dealer, insurance broker and other financial product sales). The firm describes itself as a capital allocator and is affiliated with banking, insurance, real estate brokerage and pooled-vehicle sponsorship roles. Solist Financial is not positioned as an ESG-focused investor and is not set up as a multi-state advisory platform in its filings.

Assets & Accounts

Public Holdings

Investments & Alternatives