Solist Financial

RIASEC RegisteredEst. 2024

Total AUM

$130M

Discretionary

$130M

100% of AUM

Avg account

$602K

Accounts

216

Employees

Advisory reps

Firm details

Headquarters: Tampa, Florida
CRD number: 329317
Registered since: January 12, 2024
Custodians: CHARLES SCHWAB & CO., INC., GEMINI TRUST COMPANY, LLC
Fee structure: Percentage of AUM
Client types: HNWI78.83%
Individuals10.01%
Corporations / Businesses6.86%
Pension & Profit Sharing Plans4.29%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Solist Financial is an independent RIA organized as an LLC that registered with the SEC in 2024. The firm markets itself to both individual/family and institutional clients and bills advisory fees as a percentage of assets under management. It functions as a hybrid practitioner: in addition to advisory services it maintains broker-dealer and insurance broker activities and is described as a capital allocator and sponsor/GP of pooled investment vehicles. Advisory capabilities include financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for larger businesses or institutions, pension consulting and the selection of other advisers. Solist is not identified as an active ESG investor and is not flagged as a multistate adviser.