Solist Financial

RIASEC RegisteredEst. 2026

Total AUM

$130M

Discretionary

$130M

100% of AUM

Avg account

$602K

Accounts

216

Employees

Advisory reps

Firm details

Headquarters: Tampa, Florida
CRD number: 329317
Registered since: July 6, 2026
Custodians: CHARLES SCHWAB & CO., INC., GEMINI TRUST COMPANY, LLC
Fee structure: Percentage of AUM
Client types: HNWI78.83%
Individuals10.01%
Corporations / Businesses6.86%
Pension & Profit Sharing Plans4.29%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Solist Financial is an independent registered investment adviser organized as an LLC that serves both individual/family and institutional clients. The firm is a fee-based adviser charging a percentage of assets under management and also conducts broker-dealer and insurance-related business through registered representative and broker roles. Advisory services include financial planning, discretionary portfolio management for individuals, small businesses and institutions, pension consulting, and the selection of third‑party advisers. The firm describes itself as a capital allocator, which implies an emphasis on sourcing and placing capital with external managers and private opportunities in addition to managing client portfolios.