SOFI WEALTH LLC
Firm details
- Headquarters
- SAN FRANCISCO, California
- CRD number
- 167958
- Registered since
- June 14, 2013
- Website
- www.sofi.com
- Custodians
- APEX CLEARING CORPORATION
- Fee structure
- Percentage of AUM
- Client types
- Individuals98.42%
- HNWI1.58%
- Services
- Financial PlanningPortfolio Management for IndividualsPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Sofi Wealth LLC is an insurance broker-dealer that provides advice and portfolio management primarily to individual and family clients. The firm charges fees based on a percentage of assets under management and offers financial planning, discretionary portfolio management for individuals and small businesses, periodic publications, and educational seminars. FINTRX flags the firm as an active ESG investor. The organization operates as a limited liability company owned by a domestic entity/individual and lists broker-dealer, other investment adviser, banking/thrift, and insurance company among its industry affiliations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities100%
Owners & executives
1 of 1Candice Gilman
Chief Compliance OfficerCRD 5226511
Contacts
3 of 112Spencer Page
Senior Compliance SpecialistCRD 7262938
Katherine Bilodeau
Investment SpecialistCRD 7600463
Daniel Renner
ManagerCRD 6710610
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 57Active vs passive
$2.3B in ETFs
69%
$1.6B
19%
$731M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES S&P 500 GROWTH ETF (IVW) | BlackRock | Passive | Large Growth | $254M | 2,249,169 | 10.92% |
Location
SAN FRANCISCO, CA
SAN FRANCISCO
Location
SAN FRANCISCO, CA
Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- SAN FRANCISCO
- Address
- 234 1st St
- Time zone
- PT (UTC-8)
- Office locations
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