Sobel Financial LLC

Overview

Sobel Financial LLC is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm serves primarily individual and family clients and bills on a percentage-of-AUM and fixed-fee basis. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and the selection of other advisers, indicating a mix of hands-on management and manager-of-managers activity. The firm does not identify as an active ESG investor and is not marked as a multi-state adviser. FINTRX marks the firm as a capital allocator, but its product mix is concentrated and oriented toward retail investment vehicles rather than bespoke private-market solutions.

Assets & Accounts

Investments & Alternatives

Location & Offices