SOBEL FINANCIAL LLC

Overview

Sobel Financial LLC is an independent, owner-operated registered investment adviser that focuses on serving individual and family clients. The firm offers financial planning, portfolio management for individuals and small businesses, and selection of outside advisers. Fee arrangements combine a percentage of assets under management with fixed fees, and the firm is listed as a capital allocator, meaning it constructs portfolios by selecting and blending external investment vehicles rather than relying solely on in-house proprietary products. Investment activity skews toward pooled public vehicles rather than direct-stock strategies. Sobel Financial LLC operates on a non-discretionary basis, indicating the adviser provides recommendations and implements strategies with client approval rather than exercising full trading authority. The firm is not positioned as an ESG investor, is not classified as a multi-state adviser, and does not act as a pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices