SO LLC

RIASEC Registered
Total AUM
Avg account
$0
Accounts
0
Employees
2
Advisory reps
2

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
335596
Fee structure
Percentage of AUM, Fixed Fees
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

SO LLC is a small, individually owned limited liability company that provides advisory services focused on financial planning and portfolio management for individuals and small businesses. The firm also performs selection of other advisers, indicating it acts as a capital allocator that hires external managers for some exposures. Fee arrangements include both a percentage-of-assets structure and fixed-fee engagements. The firm is not identified as an active ESG investor, is not registered as a multi-state adviser in the provided dataset, and is not flagged as a pension consultant or related adviser. The year of SEC registration is not specified in the source material.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Allyn Alves

    Chief Executive OfficerCRD 7891243

Contacts

1 of 1
  • Michael Madsen

    CRD 7995872

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
254 Sweeny St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth