SML Advisory
RIASEC Registered
Total AUM
$1.2M
Discretionary
$1.2M
100% of AUM
Avg account
$89.2K
Accounts
14
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 275028
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Individuals100%
- Services
- Portfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
SML Advisory is organized as a limited liability company and appears focused on individual and family clients. The firm combines portfolio management for individuals and small businesses with insurance brokerage and runs educational seminars and workshops. Its compensation includes both a percentage-of-AUM fee and performance-based fees. SML Advisory is not flagged as an ESG investor, is not a multi-state adviser, and is not set up as a capital allocator or pension consultant.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other70%
- Exchange Traded Equities20%
- Cash & Cash Equivalents10%
Contacts
1 of 1Shawn Loddy
Sole ProprietorCRD 4178310
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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