SMITHBROOK, LLC

Overview

Smithbrook, LLC is a small, fee-based investment adviser focused on individual and family clients. The firm leans heavily toward public equity exposure, using exchange-traded securities as the primary vehicle for portfolio implementation. Its advisory scope centers on discretionary portfolio management for individuals and small businesses and on selecting third‑party advisers where appropriate. Fee billing is flexible — a mix of AUM-based fees, hourly charges and fixed fees — which supports both ongoing portfolio relationships and project-based work. Portfolio construction shows a clear equity bias, with managers allocating to listed equities and ETFs for core risk exposure while complementing those positions with targeted allocations to alternatives and mutual funds. Given the client base and account sizes, Smithbrook appears to manage concentrated, high-net-worth relationships where tailored solutions and direct security selection coexist with pooled vehicles to meet liquidity and diversification needs.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices