Smith Securities LLC
Firm details
- Headquarters
- ,
- CRD number
- 288886
- Website
- smithsecuritiesllc.com
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals100%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Smith Securities LLC is a privately held limited liability company that operates as an insurance broker and provides advisory services focused on individual and small-business clients. The firm is owned by an individual and is state-registered in Louisiana and Wisconsin. It describes itself as a capital allocator and offers a mix of fee arrangements, including percentage-of-AUM billing, hourly charges, and fixed fees. Advisory capabilities center on financial planning, portfolio management for individuals and small businesses, selection of third-party advisers, and educational seminars or workshops. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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