SMITH ASSET MANAGEMENT CO., LLC
Firm details
- Headquarters
- CHIEFLAND, Florida
- CRD number
- 127684
- Registered since
- March 31, 2015
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals69.11%
- HNWI29.65%
- Corporations / Businesses0.86%
- Charitable Organizations0.35%
- State / Municipal Government0.03%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Smith Asset Management Co, LLC is a privately owned investment adviser organized as an LLC and registered with the SEC in 2015. The firm serves both individual/family clients and institutional accounts, providing portfolio management for individuals, small businesses, and business or institutional clients. Its typical billing combines a percentage-of-assets-under-management fee schedule with the option for hourly charges. The firm reports an equity-oriented investment preference and is not identified as an active ESG investor. It does not operate as a multi-state adviser or a pension consultant, and it is not listed as a related adviser or capital allocator. An industry affiliation with a law firm is noted in its filings.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities83%
- Public Funds/Mutual Funds9%
- Investment Grade Corp Bonds3%
- Private Funds2%
- Cash & Cash Equivalents2%
Contacts
3 of 4Stephen Smith
Investment Advisor RepresentativeCRD 7672535
BENJAMIN SMITH
CRD 4840478
BENJAMIN SMITH
President & Managing MemberCRD 4883138
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 16Active vs passive
$18.2M in ETFs
87%
$15.8M
0%
$2.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $3.9M | 5,981 | 21.43% |
Location
CHIEFLAND, FL
LEVY
Location
CHIEFLAND, FL
Headquartered in CHIEFLAND, FL, anchoring the Gainesville-Lake City, FL metro in the South.
- Metro area
- Gainesville-Lake City, FL
- Region
- South
- County
- LEVY
- Address
- 322 E Park Ave
- Time zone
- ET (UTC-5)
- Office locations
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