Smith Asset Management Co, LLC
Firm details
- Headquarters
- Chiefland, Florida
- CRD number
- 127684
- Registered since
- March 31, 2015
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals69.11%
- HNWI29.65%
- Corporations / Businesses0.86%
- Charitable Organizations0.35%
- State / Municipal Government0.03%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Smith Asset Management Co, LLC is an SEC-registered investment adviser organized as an LLC and operating since 2015 under individual ownership. The firm serves both individual/family clients and institutional/business clients, providing discretionary portfolio management for individuals, small businesses and for institutions. Its fee model combines a percentage of assets under management with hourly charges. Smith is not positioned as an active ESG investor and does not list pension consulting or multi-state adviser activity. The firm lists an industry affiliation with a law firm.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities83%
- Public Funds/Mutual Funds9%
- Investment Grade Corp Bonds3%
- Private Funds2%
- Cash & Cash Equivalents2%
Contacts
3 of 4
Stephen Smith
Investment Advisor RepresentativeCRD 7672535
Benjamin Smith
CRD 4840478
Benjamin Smith
President & Managing MemberCRD 4883138
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 11Active vs passive
$21.8M in ETFs
87%
$19M
0%
$2.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD INFORMATION TECHNOLOGY INDEX FUND (VGT) | Vanguard | Passive | Technology | $5.5M | 45,680 | 25.02% |
Location
Chiefland, FL
Levy
Location
Chiefland, FL
Headquartered in Chiefland, FL, anchoring the Gainesville-Lake City, FL metro in the South.
- Metro area
- Gainesville-Lake City, FL
- Region
- South
- County
- Levy
- Address
- 322 E Park Ave
- Time zone
- ET (UTC-5)
- Office locations
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