SMITH AFFILIATED CAPITAL CORP.
Firm details
- Headquarters
- New York, New York
- CRD number
- 107675
- Registered since
- April 1, 1982
- Website
- smithcapital.com
- Custodians
- THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Corporations / Businesses61.67%
- HNWI14.98%
- Other7.97%
- Individuals6.92%
- Pension & Profit Sharing Plans4.34%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Smith Affiliated Capital Corp. is a privately held investment advisory firm that provides portfolio management for both high-net-worth individuals and institutional clients. The firm runs both discretionary and non-discretionary mandates and charges fees based on a percentage of assets under management. Its portfolio posture shows a clear preference for fixed-income exposure and liquidity management, with a sizable allocation to cash and cash equivalents. Smith Affiliated Capital Corp. is not an active ESG investor and is organized as a domestic corporation that has been SEC-registered since 1982.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Cash & Cash Equivalents32%
- Investment Grade Corp Bonds25%
- US Government Bonds21%
- State & Local Bonds21%
- Exchange Traded Equities1%
Owners & executives
3 of 4JIANG PENG
Chief Investment OfficerCRD 3190815
MARIA SMITH
Chief Executive OfficerCRD 2287357
JIANG PENG
Chief Investment OfficerCRD 6046227
Contacts
3 of 5ERWIN TONOGBANUA
Portfolio Manager, Vice PresidentCRD 6178335
ROBERT SMITH
Founder and ChairmanCRD 2225817
PAUL MATUS
Vice PresidentCRD 4953195
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 45 Broadway
- Time zone
- ET (UTC-5)
- Office locations
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