Smith Affiliated Capital Corp.
Firm details
- Headquarters
- New York, New York
- CRD number
- 107675
- Registered since
- April 1, 1982
- Website
- smithcapital.com
- Custodians
- THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Corporations / Businesses61.67%
- HNWI14.98%
- Other7.97%
- Individuals6.92%
- Pension & Profit Sharing Plans4.34%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Smith Affiliated Capital Corp. is a corporate registered investment adviser first registered with the SEC in 1982. The firm manages portfolios for individuals, families and institutional clients, offering portfolio management for both private individuals/small businesses and for businesses or institutional entities. Compensation is charged as a percentage of assets under management. The adviser is not positioned as a capital allocator and does not identify as an active ESG investor. Its regulatory footprint is limited (not a multistate or newly formed adviser) and it does not list pension consulting or related-adviser relationships.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Cash & Cash Equivalents32%
- Investment Grade Corp Bonds25%
- US Government Bonds21%
- State & Local Bonds21%
- Exchange Traded Equities1%
Owners & executives
3 of 5
Jiang Peng
Chief Investment OfficerCRD 6046227
Maria Smith
Chief Executive OfficerCRD 2287357
Christina Coster
Chief Operating OfficerCRD 7530763
Contacts
3 of 4
Robert Smith
Founder and ChairmanCRD 2225817
Matthew Smith
PresidentCRD 4353458
Paul Matus
Vice PresidentCRD 4953195
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 45 Broadway
- Time zone
- ET (UTC-5)
- Office locations
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