SMH Capital Investments LLC

Broker-DealerFINRA MemberEst. 1989
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Fort Worth, Texas
CRD number
24535
Registered since
March 30, 1989

Firm profile

FINTRX

Overview

SMH Capital Investments LLC is organized as a limited liability company and has been SEC-registered since 1989. Ownership is listed as a domestic entity and individual ownership; the adviser is classified in the source as "Unclassified." The firm's profile in the source flags several negative or null attributes: it is not identified as a capital allocator, not an active ESG investor, not a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. The FINTRX snapshot does not include descriptions of the firm's client types, fee schedules, specific business activities, or the nature of its advisory services. Those items were left blank in the record provided.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Dwayne Moyers

    Dwayne Moyers

    President & Chief Investment OfficerCRD 1850654

Contacts

2 of 2
  • Lisa Haley

    Lisa Haley

    Financial AdvisorCRD 4579362

  • Dorothy Fain

    Trading AssistantCRD 7349543

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Fort Worth, TX

Tarrant

Location

Fort Worth, TX

Headquartered in Fort Worth, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Tarrant
Address
4200 S Hulen St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth