SMH CAPITAL INVESTMENTS LLC

Broker-DealerFINRA MemberEst. 1989
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
FORT WORTH, Texas
CRD number
24535
Registered since
March 30, 1989

Firm profile

FINTRX

Overview

SMH Capital Investments LLC is organized as a limited liability company and has been SEC-registered since 1989. Ownership is listed as a combination of a domestic entity and an individual. The firm is classified as Unclassified in the source data and is not identified as a capital allocator. It is not flagged as an active ESG investor, is not a multi-state adviser, and is not described as a pension consultant or related adviser. The record contains no firm-level descriptions of advisory activities, business lines, client segments, or fee models, and the firm does not report any of those attributes in the snapshot provided.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • LISA HALEY

    Financial AdvisorCRD 4579362

  • Dorothy Fain

    Trading AssistantCRD 7349543

  • DWAYNE MOYERS

    Owner, PresidentCRD 1850654

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

FORT WORTH, TX

TARRANT

Location

FORT WORTH, TX

Headquartered in FORT WORTH, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
TARRANT
Address
4200 S Hulen St
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth