SMH Capital Investments LLC

Broker-DealerFINRA MemberEst. 1989
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Fort Worth, Texas
CRD number
24535
Registered since
March 30, 1989

Firm profile

FINTRX

Overview

SMH Capital Investments LLC is organized as a limited liability company and has been SEC-registered since 1989. The firm's entry in the dataset is categorized as unclassified. Ownership is listed as a combination of a domestic entity and an individual. The snapshot flags several negative indicators: the firm is not identified as a capital allocator, is not an active ESG investor, is not a multi-state adviser, and is not newly formed. The dataset does not supply details on client types, fee arrangements, advisory services, or specific investment mandates, which limits assessment of the firm’s market positioning or service model.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Dwayne Moyers

    Dwayne Moyers

    President & Chief Investment OfficerCRD 1850654

Contacts

2 of 2
  • Lisa Haley

    Lisa Haley

    Financial AdvisorCRD 4579362

  • Dorothy Fain

    Trading AssistantCRD 7349543

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Fort Worth, TX

Tarrant

Location

Fort Worth, TX

Headquartered in Fort Worth, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Tarrant
Address
4200 S Hulen St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth