SMH Capital Investments LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Fort Worth, Texas
CRD number
24535
Registered since
March 30, 1989

Firm profile

FINTRX

Overview

SMH Capital Investments LLC is organized as a limited liability company with domestic entity and individual ownership. The firm’s public profile in the dataset is sparse: classification is listed as unclassified and the firm has not disclosed its fee schedule, client types, advisory activities, or specific business lines in the available record. The dataset also notes that SMH Capital Investments does not identify itself as a capital allocator, does not flag active ESG investing, is not registered as a multi-state adviser, and is not described as a pension consultant or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Dwayne Moyers

    Dwayne Moyers

    President & Chief Investment OfficerCRD 1850654

Contacts

2 of 2
  • Lisa Haley

    Lisa Haley

    Financial AdvisorCRD 4579362

  • Dorothy Fain

    Trading AssistantCRD 7349543

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Fort Worth, TX

Tarrant

Location

Fort Worth, TX

Headquartered in Fort Worth, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Tarrant
Address
4200 S Hulen St
Time zone
CT (UTC-6)
Office locations

Similar firms