SMH Capital Investments LLC

Broker-DealerFINRA MemberEst. 1989
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Fort Worth, Texas
CRD number
24535
Registered since
March 30, 1989

Firm profile

FINTRX

Overview

SMH Capital Investments LLC is organized as a limited liability company and has been SEC-registered since 1989. Public-facing metadata in FINTRX indicates an owner structure described as a domestic entity and individual, and the firm is listed with an unclassified advisory classification. The firm is not identified as a capital allocator, does not market itself as an active ESG investor, and is not registered as a multi-state adviser. Other labels in the record mark it as not newly formed, not a pension consultant, and not a related adviser. The FINTRX entry does not include details about client segments, fee schedules, specific advisory services, or typical investment mandates, so there is no public description of how the firm positions its investment strategies or client offerings.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Dwayne Moyers

    Dwayne Moyers

    President & Chief Investment OfficerCRD 1850654

Contacts

2 of 2
  • Lisa Haley

    Lisa Haley

    Financial AdvisorCRD 4579362

  • Dorothy Fain

    Trading AssistantCRD 7349543

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Fort Worth, TX

Tarrant

Location

Fort Worth, TX

Headquartered in Fort Worth, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Tarrant
Address
4200 S Hulen St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth