Smedley Financial Services Inc

RIASEC Registered
Total AUM
$397M
Discretionary
$397M
100% of AUM
Avg account
$202K
Accounts
1,961
Employees
11
Advisory reps
6

Firm details

Headquarters
Salt Lake City , Utah
CRD number
110870
Registered since
June 4, 1982
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees, Commissions, Other
Client types
  • HNWI54.96%
  • Individuals44.48%
  • Corporations / Businesses0.57%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

Smedley Financial Services Inc. is an independent, owner-operated registered investment adviser that has been SEC-registered since 1982. The firm serves both individuals/families and institutional clients, offering a mix of financial planning, portfolio management for individuals, small businesses and institutions, selection of other advisers, and the publication of periodicals or newsletters. It also operates as an insurance broker and uses a variety of fee arrangements — including percentage of AUM, hourly, subscription, fixed fees, commissions and other structures — indicating flexible pricing to match client needs. Smedley does not identify as an active ESG investor and is not designated as a multi-state adviser. The firm was included on FA Magazine’s Top RIA Firms list in 2020.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 98%, Cash & Cash Equivalents 2%98%
  • Public Funds/Mutual Funds98%
  • Cash & Cash Equivalents2%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Salt Lake City , UT

Salt Lake

Location

Salt Lake City , UT

Headquartered in Salt Lake City , UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.

Metro area
Salt Lake City-Provo-Orem, UT
Region
West
County
Salt Lake
Address
102 S 200 E
Time zone
MT (UTC-7)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth