SMA Capital LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 335168
- Registered since
- March 31, 2025
- Website
- www.smacap.com
- Custodians
- GOLDMAN SACHS & CO. LLC, MORGAN STANLEY & CO. LLC, BARCLAYS BANK PLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Institutional Clients
Firm profile
FINTRXOverview
SMA Capital LLC is an institutional registered investment adviser structured as an LLC and owned by an individual. The firm is SEC registered (registration year 2025) and focuses on portfolio management for businesses and other institutional clients. Its compensation combines a percentage-of-AUM fee schedule with performance-based fees, and the firm is not identified as an active ESG investor, a multi-state adviser, or a pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
ETF holdings
1 of 1Active vs passive
$1.8M in ETFs
100%
$1.8M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PROSHARES TRUST VIX SHORT-TERM FUTURES (VIXY) | ProShares | Passive | Trading Miscellaneous | $1.8M | 82,623 | 100.00% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 825 3rd Ave
- Time zone
- ET (UTC-5)
- Office locations
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