SM Carlton Advisory
RIASEC Registered
Total AUM
$1.9M
Discretionary
$1.9M
100% of AUM
Avg account
$109K
Accounts
17
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 310381
- Website
- www.smcarltonadvisory.com
- Custodians
- CHARLES SCHWAB & CO., INC., TD AMERITRADE, INC., FIDELITY DISTRIBUTORS COMPANY LLC, E*TRADE SECURITIES LLC
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Sm Carlton Advisory operates as a limited liability company focused on providing portfolio management services primarily for individuals and small businesses. The firm emphasizes a personalized approach to investment management, catering to the unique financial needs of its clients. With a fee structure based on a percentage of assets under management and hourly charges, Sm Carlton Advisory aligns its interests with those of its clients, fostering a collaborative investment experience.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities95%
- Cash & Cash Equivalents5%
Contacts
1 of 1Samuel Muffly
OwnerCRD 7283733
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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