SIVIA CAPITAL PARTNERS, LLC

RIASEC RegisteredEst. 2014
Total AUM
$1.2B
Discretionary
$1.2B
97% of AUM
Avg account
$2.4M
Accounts
521
Employees
5
Advisory reps
2

Firm details

Headquarters
MILL VALLEY, California
CRD number
170413
Registered since
February 10, 2014
Custodians
NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI99.98%
  • Individuals0.02%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Sivia Capital Partners, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and operating as a capital allocator for individual and family clients. The firm provides fee-based wealth management, relying on a percentage-of-AUM compensation model, and lists core advisory services as financial planning, portfolio management for individuals and small businesses, and selection of other advisers. Sivia is structured to place client capital with outside managers when appropriate rather than relying solely on in-house proprietary strategies, and it does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 46%, Cash & Cash Equivalents 22%, Non-Exchange Traded Equities 7%, Public Funds/Mutual Funds 6%, Private Funds 6%, State & Local Bonds 5%, Investment Grade Corp Bonds 5%, US Government Bonds 4%, Other 3%46%
  • Exchange Traded Equities46%
  • Cash & Cash Equivalents22%
  • Non-Exchange Traded Equities7%
  • Public Funds/Mutual Funds6%
  • Private Funds6%

Contacts

2 of 2
  • CHRISTIAN MEJIA

    DirectorCRD 6611171

  • COREY SAFT

    PartnerCRD 5809332

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 9

Active vs passive

$42.2M in ETFs

Passive

76%

$32.2M

Active

24%

$10M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$12.5M20,87029.52%

Location

Primary office

MILL VALLEY, CA

MARIN

Location

MILL VALLEY, CA

Headquartered in MILL VALLEY, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
MARIN
Address
495 Miller Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth