SIPPICAN CAPITAL ADVISORS

RIASEC RegisteredEst. 2010
Total AUM
$175M
Discretionary
$175M
100% of AUM
Avg account
$1.2M
Accounts
150
Employees
5
Advisory reps
2

Firm details

Headquarters
BOSTON, Massachusetts
CRD number
155188
Registered since
October 4, 2010
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI78.57%
  • Charitable Organizations21.43%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Sippican Capital Advisors is a small, boutique RIA that manages concentrated equity portfolios for individual and family clients. The firm’s advisory activity centers on discretionary portfolio management for individuals and small businesses, with a stated preference for exchange-traded equities. Fee arrangements combine percentage-of-AUM and fixed-fee structures, and the firm does not present itself as an active ESG investor. Public 13F filings show a focused public-equity approach—many positions across a modest asset base rather than broad multi-asset diversification.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 92%, State & Local Bonds 4%, Cash & Cash Equivalents 2%, US Government Bonds 1%, Public Funds/Mutual Funds 1%92%
  • Exchange Traded Equities92%
  • State & Local Bonds4%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%
  • Public Funds/Mutual Funds1%

Contacts

2 of 2
  • GORDON BARRETT

    PresidentCRD 1801234

  • CHAPIN MECHEM

    Vice President, AnalystCRD 4455764

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$501K in ETFs

Passive

100%

$501K

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO S&P 500 EQUAL WEIGHT ETF (RSP)InvescoPassiveLarge Blend$250K1,30450.00%

Location

Primary office

BOSTON, MA

SUFFOLK

Location

BOSTON, MA

Headquartered in BOSTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
SUFFOLK
Address
125 High St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth