SIMS INVESTMENT MANAGEMENT LLC
Firm details
- Headquarters
- CINCINNATI, Ohio
- CRD number
- 169491
- Registered since
- January 13, 2022
- Website
- www.simsinvestment.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI61.6%
- Individuals36.59%
- Pension & Profit Sharing Plans1.81%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of Periodicals
Firm profile
FINTRXOverview
Sims Investment Management LLC is an independent, SEC-registered registered investment adviser (registered in 2022) controlled by an individual owner. The firm advises both individual and family clients as well as institutional clients, and charges clients via a mix of asset-based fees, hourly rates and fixed fees. Core advisory capabilities include financial planning, portfolio management for individuals/small businesses and for businesses or institutions, pension consulting and the publication of newsletters or periodicals. The firm is not an active ESG investor and does not present itself as a multi-state advisory network.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds87%
- Exchange Traded Equities9%
- Cash & Cash Equivalents4%
Owners & executives
1 of 1DAVID REICHERT
Chief Compliance OfficerCRD 5967692
Contacts
3 of 5Patrick Jones
Operations ManagerCRD 7420630
William Justice
Investment Advisor RepresentativeCRD 7818315
Michael Perry
Investment Adviser RepresentativeCRD 7695705
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 20Active vs passive
$252M in ETFs
100%
$252M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US LARGE-CAP ETF (SCHX) | Schwab | Passive | Large Blend | $84.8M | 3,306,092 | 33.66% |
Location
CINCINNATI, OH
HAMILTON
Location
CINCINNATI, OH
Headquartered in CINCINNATI, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.
- Metro area
- Cincinnati-Wilmington-Maysville, OH-KY-IN
- Region
- Midwest
- County
- HAMILTON
- Address
- 3322 Erie Ave
- Time zone
- ET (UTC-5)
- Office locations
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