Simplify Asset Management Inc.
Firm details
- Headquarters
- Las Vegas, Nevada
- CRD number
- 309535
- Registered since
- August 10, 2020
- Website
- www.simplify.us
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Investment Companies99.98%
- Pooled Investment Vehicles0.02%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Simplify Asset Management Inc. is a corporate, SEC-registered institutional RIA formed in 2020 that primarily serves institutional clients. The firm operates as a commodity pool operator/commodity trading advisor (CPO/CTA) and provides portfolio management across a range of vehicles, including individual and small-business accounts, investment companies, pooled investment vehicles and institutional portfolios. Its stated fee model combines a percentage-of-AUM charge with performance-based fees. Simplify is not identified as an active ESG investor and is listed as not a multistate adviser in the snapshot.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5
Paul Kim
CEO & Co-FounderCRD 2947075
David Berns
Co-Founder and Chief Investment OfficerCRD 6004573
Brian Kelleher
Chief Revenue OfficerCRD 2761242
Contacts
3 of 3
Theodore Gardner
PartnerCRD 6175885
Borislava Ivanova
Managing DirectorCRD 6401697
James Nash
CRD 5203510
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 21Active vs passive
$7.9B in ETFs
33%
$2.6B
4%
$5.3B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SIMPLIFY GOVERNMENT MONEY MARKET ETF (SBIL) | $4.9B | 49,141,862 | 62.08% |
Location
Las Vegas, NV
Clark
Location
Las Vegas, NV
Headquartered in Las Vegas, NV, anchoring the Las Vegas-Henderson, NV metro in the West.
- Metro area
- Las Vegas-Henderson, NV
- Region
- West
- County
- Clark
- Address
- 10845 Griffith Peak Dr
- Time zone
- PT (UTC-8)
- Office locations
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