Simpleadvisory LLC

RIASEC Registered

Total AUM

$42.1M

Discretionary

$42.1M

100% of AUM

Avg account

$10.5M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Garden City, New York
CRD number: 334785
Registered since: March 10, 2025
Fee structure: Percentage of AUM, Fixed Fees
Client types: Pooled Investment Vehicles100%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Simpleadvisory LLC is an SEC-registered advisory firm (registered in 2025) organized as an LLC and owned by an individual. Its stated client base is primarily institutional, and the firm charges a mix of percentage-of-AUM and fixed fees. Business activities include functioning as a CPO/CTA and it provides advisory services spanning financial planning, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. The firm does not identify as an active ESG investor, is not positioned as a capital allocator, and is not a multi-state or newly formed adviser. Industry affiliations signal involvement beyond pure advisory work: Simpleadvisory is connected with an insurance company and a real estate broker and is listed as a sponsor, general partner, or managing member of pooled investment vehicles. Those roles suggest the firm participates directly in structuring and managing private funds or vehicles alongside its advisory practice.