Simmons L E & Associates Inc

RIASEC Registered
Total AUM
$2.4B
Discretionary
$2.4B
100% of AUM
Avg account
$340M
Accounts
7
Employees
23
Advisory reps
4

Firm details

Headquarters
Houston, Texas
CRD number
107599
Registered since
May 25, 1995
Fee structure
Percentage of AUM, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Simmons L E & Associates Inc. is a corporation that operates as a manager of pooled investment vehicles, primarily in the private equity space. The firm is SEC-registered (registration year 1995) and serves institutional clients. Its business model combines portfolio management for pooled vehicles with sponsor/GP and managing-member roles in those vehicles, indicating active control over fund structures and manager selection. Compensation is tied to a percentage of assets under management and other fee arrangements. The firm does not identify as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
600 Travis St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth