Simmons L E & Associates Inc

RIASEC RegisteredEst. 1995
Total AUM
$2.4B
Discretionary
$2.4B
100% of AUM
Avg account
$340M
Accounts
7
Employees
23
Advisory reps
4

Firm details

Headquarters
Houston, Texas
CRD number
107599
Registered since
May 25, 1995
Fee structure
Percentage of AUM, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Simmons L E & Associates Inc. is organized as a corporation and operates as a private equity fund manager that primarily serves institutional clients. SEC registration dates to 1995. The firm’s advisory role centers on portfolio management for pooled investment vehicles, and it also functions as sponsor, general partner and managing member of those pooled vehicles. Fee arrangements include a percentage-of-assets component plus other fees. The firm does not identify as an active ESG investor, is not a multi-state adviser, and does not position itself as a pension consultant or related adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

3 of 4
  • Anthony Deluca

    Anthony Deluca

    PartnerCRD 2670155

  • Laurence Simmons

    Laurence Simmons

    Founder and PartnerCRD 1921292

  • David Baldwin

    David Baldwin

    PartnerCRD 2178196

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
600 Travis St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth