Simmons Asset Management, LLC

RIAState Registered
Total AUM
$26M
Discretionary
$26M
100% of AUM
Avg account
$441K
Accounts
59
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
155258
Fee structure
Percentage of AUM, Other
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Simmons Asset Management, LLC is a small, independent registered investment adviser organized as an LLC and owned by an individual. The firm serves individual and family clients, offering portfolio management and financial planning services to individuals, small businesses and institutional/business clients. Its fee arrangement is primarily a percentage of assets under management, with some other fee arrangements noted. The firm does not identify as an active ESG investor, is not a multi-state adviser, and is not listed as a pension consultant or related adviser. It is also not designated as a capital allocator, which aligns with its advisory focus rather than running pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, Non-Exchange Traded Equities 34%, Cash & Cash Equivalents 1%65%
  • Exchange Traded Equities65%
  • Non-Exchange Traded Equities34%
  • Cash & Cash Equivalents1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth