SIM ORPHAN, LLC

Exempt Reporting AdvisorFINRA MemberEst. 2019
Total AUM
Accounts
0
Advisory reps
1
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
BELVEDERE, California
CRD number
301473
Registered since
October 7, 2019

Firm profile

FINTRX

Overview

SIM Orphan, LLC is an SEC-registered limited liability company (registered in 2019) that operates primarily as a manager of a private pooled vehicle. The firm is recorded as an owner-type individual entity and is classified on filings as “unclassified.” It does not present itself as a capital allocator to other managers, is not identified as an active ESG investor, and is not registered as a multi-state adviser or pension consultant. Public-facing information indicates the firm’s activity is concentrated in private fund management rather than retail advisory services. No specific public disclosures describe a retail client base, fee schedules, or detailed manager allocation preferences. Given the firm’s single-fund footprint, investment decision‑making and risk management are likely driven by that fund’s mandate and investor agreements rather than a broad advisory platform.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

1 of 1
  • PAUL STEPHENS

    PartnerCRD 435348

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

BELVEDERE, CA

MARIN

Location

BELVEDERE, CA

Headquartered in BELVEDERE, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
MARIN
Address
2 Windward Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth