Silverback Capital Management

RIASEC Registered
Total AUM
$1.9M
Discretionary
$1.9M
100% of AUM
Avg account
$470K
Accounts
4
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
324151
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Corporations / Businesses78.35%
  • Individuals15.3%
  • HNWI6.34%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Silverback Capital Management is a small, equity-focused registered investment adviser that manages concentrated, discretionary portfolios for a mix of individuals, families and institutions. The firm leans heavily toward exchange-traded equities and separately managed account (SMA) structures, suggesting an emphasis on direct stock exposure and ETF sleeves rather than pooled private vehicles. Its advisory mandate includes both portfolio management for individuals and businesses or institutions, and the fee schedule includes both a percentage-of-AUM component and performance-based fees, which typically indicates a manager willing to take concentrated, outcome-oriented positions. Given the $1.9M scale of assets, the firm operates as a boutique shop with a high level of personalization per client. Custody through Interactive Brokers points to an execution and custody setup that supports active trading, access to a broad universe of equities and ETFs, and potentially lower trading costs relative to full-service custodians. The advisory profile and custody choice imply the firm prioritizes liquidity, transparency and low friction for equity trading.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 60%, Public Funds/Mutual Funds 40%60%
  • Exchange Traded Equities60%
  • Public Funds/Mutual Funds40%

Owners & executives

1 of 1
  • Carlos Esteva

    Managing Partner and Chief Compliance OfficerCRD 7665122

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth