Sigma Capital Management
RIAState Registered
Total AUM
$1.6M
Discretionary
$1.6M
100% of AUM
Avg account
$313K
Accounts
5
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 302063
- Custodians
- TD AMERITRADE, INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI86.72%
- Individuals13.28%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Sigma Capital Management is a small, independent registered investment adviser organized as a limited liability company and owned by an individual. Its stated business activity is discretionary portfolio management for individuals, families and small businesses, with a fee model billed as a percentage of assets under management. The firm does not identify itself as an active ESG investor, is not multi-state, and is not positioned as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities86%
- Public Funds/Mutual Funds10%
- Investment Grade Corp Bonds7%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations