SIERRA CAPITAL LLC

RIASEC RegisteredEst. 2000
Total AUM
$1.6B
Discretionary
$1.5B
96% of AUM
Avg account
$3.7M
Accounts
435
Employees
8
Advisory reps
6

Firm details

Headquarters
MIAMI, Florida
CRD number
110129
Registered since
June 28, 2000
Custodians
MORGAN STANLEY & CO. LLC, J.P. MORGAN SECURITIES INC., CHARLES SCHWAB & CO., INC., UBS FINANCIAL SERVICES INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI95.2%
  • Charitable Organizations3.06%
  • Insurance Companies0.92%
  • Banking / Thrift Institutions0.81%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

Sierra Capital LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2000. The firm is owner-operated and positions itself as a capital allocator serving individual and family clients. Its advisory offerings span financial planning, discretionary portfolio management for individuals and small businesses, institutional and business portfolios, manager selection, and the publication of periodic investment commentary. Fee arrangements include asset-based fees, fixed fees, and performance-linked fees. Sierra Capital does not identify as an active ESG investor and is not structured as a multi-state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 61%, Private Funds 25%, Public Funds/Mutual Funds 4%, Cash & Cash Equivalents 4%, Other 2%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%61%
  • Exchange Traded Equities61%
  • Private Funds25%
  • Public Funds/Mutual Funds4%
  • Cash & Cash Equivalents4%
  • Other2%

Contacts

3 of 6
  • CARLOS PEDROSO

    PartnerCRD 4869337

  • RAFAEL DELASIERRA

    Founding PartnerCRD 2206086

  • NORMAN CHAMORRO

    Vice PresidentCRD 7418595

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 94

Active vs passive

$318M in ETFs

Passive

95%

$301M

Active

4%

$16.5M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$60.5M101,23819.05%

Location

Primary office

MIAMI, FL

MIAMI DADE

Location

MIAMI, FL

Headquartered in MIAMI, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
600 Brickell Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth