SHOTWELL RUTTER BAER INC

RIASEC RegisteredEst. 2021
Total AUM
$184M
Discretionary
$184M
100% of AUM
Avg account
$220K
Accounts
835
Employees
7
Advisory reps
5

Firm details

Headquarters
LANSING, Michigan
CRD number
122789
Registered since
January 4, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI66.06%
  • Individuals33.94%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Shotwell Rutter Baer Inc is an independent, corporation-structured registered investment adviser that began SEC registration in 2021. The firm serves individual and family clients and functions as a capital allocator, combining financial planning with portfolio management for individuals and small businesses and the selection of third‑party advisers. Its fee model includes percentage-of-AUM charges alongside hourly and fixed-fee arrangements. Shotwell Rutter Baer does not identify as an active ESG investor and is not registered as a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 98%, Cash & Cash Equivalents 2%98%
  • Public Funds/Mutual Funds98%
  • Cash & Cash Equivalents2%

Contacts

3 of 5
  • Jeffrey Rutter

    Associate Financial PlannerCRD 6689413

  • DAVID SHOTWELL

    PresidentCRD 4244566

  • Ashley Sajor

    Associate Financial PlannerCRD 7645545

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 38

Active vs passive

$170M in ETFs

Passive

48%

$80.7M

Active

52%

$89.1M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$24.3M75,72514.31%

Location

Primary office

LANSING, MI

EATON

Location

LANSING, MI

Headquartered in LANSING, MI, in the Midwest of the United States.

Region
Midwest
County
EATON
Address
6350 W Michigan Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth