Sherwood Financial Management

RIAState Registered
Total AUM
$23.9M
Discretionary
$0
0% of AUM
Avg account
$664K
Accounts
36
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
305997
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI91.53%
  • Individuals8.47%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Sherwood Financial Management is a small, independent advisory practice organized as a sole proprietorship and state-registered in New York. The firm focuses on individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and selection of other advisers. Its fee arrangements include a percentage-of-assets model alongside hourly and fixed-fee engagements. The firm acts as a capital allocator, directing client capital to third-party managers where appropriate. According to filings it does not emphasize ESG investing and operates primarily within New York rather than as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 93%, Exchange Traded Equities 3%, State & Local Bonds 2%, Cash & Cash Equivalents 2%93%
  • Public Funds/Mutual Funds93%
  • Exchange Traded Equities3%
  • State & Local Bonds2%
  • Cash & Cash Equivalents2%

Owners & executives

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Contacts

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth