Sherman Asset Management, Inc.
Firm details
- Headquarters
- Ventura, California
- CRD number
- 170861
- Registered since
- March 7, 2024
- Website
- www.shermanassetmgmt.com
- Custodians
- CHARLES SCHWAB & CO., INC., BOK FINANCIAL SECURITIES, INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- HNWI72.02%
- Corporations / Businesses20.59%
- Individuals3.92%
- Pooled Investment Vehicles3.48%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Sherman Asset Management, Inc. is an independent, individually owned registered investment adviser that registered with the SEC in 2024. The firm serves both individual and family clients as well as institutional accounts, offering financial planning and portfolio management for individuals/small businesses and for pooled investment vehicles. Its compensation mix includes percentage-of-assets fees, fixed fees, and performance-based fees. Sherman also acts as sponsor, general partner and managing member for pooled investment vehicles it advises.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities84%
- US Government Bonds14%
- Cash & Cash Equivalents2%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 82Active vs passive
$146M in ETFs
100%
$146M
<1%
$292K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $24.2M | 31,649 | 16.59% |
Location
Ventura, CA
Ventura
Location
Ventura, CA
Headquartered in Ventura, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Ventura
- Address
- 1500 Palma Dr
- Time zone
- PT (UTC-8)
- Office locations
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