Sherman Asset Management, Inc.
Firm details
- Headquarters
- Ventura, California
- CRD number
- 170861
- Registered since
- March 7, 2024
- Website
- www.shermanassetmgmt.com
- Custodians
- CHARLES SCHWAB & CO., INC., BOK FINANCIAL SECURITIES, INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- HNWI72.02%
- Corporations / Businesses20.59%
- Individuals3.92%
- Pooled Investment Vehicles3.48%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Sherman Asset Management, Inc. operates as an independent registered investment adviser organized as a corporation and owned by an individual. The firm serves both individual and family clients as well as institutional investors, and provides financial planning alongside portfolio management for individuals, small businesses and pooled investment vehicles. Its compensation mixes percentage-of-AUM billing with fixed fees and performance-based fees. Sherman is not positioned as a capital allocator or an ESG-focused investor; it reports SEC registration activity and sponsors and serves in GP/managing-member roles for pooled vehicles it advises.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities84%
- US Government Bonds14%
- Cash & Cash Equivalents2%
Contacts
1 of 1
Roy Sherman
PresidentCRD 6312263
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 79Active vs passive
$114M in ETFs
100%
$113M
<1%
$341K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $21.4M | 32,734 | 18.81% |
Location
Ventura, CA
Ventura
Location
Ventura, CA
Headquartered in Ventura, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Ventura
- Address
- 1500 Palma Dr
- Time zone
- PT (UTC-8)
- Office locations
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