SHELTER ROCK MANAGEMENT, LLC

RIASEC RegisteredEst. 2013
Total AUM
$232M
Discretionary
$171M
74% of AUM
Avg account
$811K
Accounts
286
Employees
6
Advisory reps
4

Firm details

Headquarters
JERICHO, New York
CRD number
142739
Registered since
February 19, 2013
Website
shelterrockmanagement.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI63.28%
  • Corporations / Businesses26.2%
  • Individuals8.91%
  • Pension & Profit Sharing Plans1.6%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Shelter Rock Management, LLC is an independent, SEC-registered registered investment adviser formed as an LLC in 2013 and owned by an individual. The firm operates on a percentage-of-AUM fee model and focuses on financial planning and portfolio management primarily for individuals, families and small-business clients; it also lists institutional clients. Shelter Rock does not identify as a capital allocator, does not describe itself as an active ESG investor, and is not registered as a multi-state adviser according to its snapshot information.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, Investment Grade Corp Bonds 14%, Non-Investment Grade Corp Bonds 10%, US Government Bonds 8%, Cash & Cash Equivalents 3%65%
  • Exchange Traded Equities65%
  • Investment Grade Corp Bonds14%
  • Non-Investment Grade Corp Bonds10%
  • US Government Bonds8%
  • Cash & Cash Equivalents3%

Owners & executives

1 of 1

  • SEAN CHAITMAN

    President, Chief Investment OfficerCRD 2499707

Contacts

3 of 3

  • DANIEL HICKEY

    Vice PresidentCRD 2076001

  • GREGORY ZORAIAN

    PartnerCRD 3239798

  • ANDREW FRANK

    Executive Vice PresidentCRD 2199115

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 5

Active vs passive

$1.7M in ETFs

Passive

75%

$1.2M

Active

0%

$416K

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES GLOBAL TECH ETF (IXN)BlackRockPassiveTechnology$441K4,41026.59%
Unlock additional holdings →

Location

Primary office

JERICHO, NY

NASSAU

Location

JERICHO, NY

Headquartered in JERICHO, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NASSAU
Address
375 N Broadway
Time zone
ET (UTC-5)
Office locations

Similar firms

MERKKURI WEALTH ADVISORS LLC

RIA

JERICHO, NY

AUM $204MTEAM 7REPS 4

GOLD COAST WEALTH MANAGEMENT, LLC

RIA

JERICHO, NY

AUM $414MTEAM 3REPS 2

OPAL WEALTH ADVISORS, LLC

RIA

JERICHO, NY

AUM $1.2BTEAM 20REPS 12

FIRST LONG ISLAND INVESTORS, LLC

RIA

JERICHO, NY

AUM $1.9BTEAM 24REPS 9

THIRD TIER WEALTH MANAGEMENT

RIA

JERICHO, NY

AUM $8.1MTEAM 1REPS 1

LEBENTHAL WEALTH PLANNING, INC.

RIA

JERICHO, NY

AUM —TEAM 5REPS 1
More RIAs in JERICHO →All New York RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth