Shearwater Capital
Firm details
- Headquarters
- Denver, Colorado
- CRD number
- 115399
- Registered since
- April 2, 2013
- Website
- www.shearwatercapital.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI94.1%
- Individuals4.41%
- Pension & Profit Sharing Plans1.49%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Shearwater Capital operates as an independent registered investment advisor organized as an LLC and was first registered with the SEC in 2013. The firm serves individual and family clients on a percentage-of-assets fee model and describes itself as a capital allocator that both constructs portfolios and selects external managers. Core services include financial planning, portfolio management for individuals and small businesses (and for certain business or institutional clients), manager selection, and investor education through publications and workshops. The firm also identifies as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities98%
- Cash & Cash Equivalents2%
Owners & executives
2 of 2
Jared Meese
Chief Compliance OfficerCRD 4243017
Jeffrey Brown
Principal and Chief Investment OfficerCRD 4450573
Contacts
2 of 2Pat Wang
Financial AdvisorCRD 2637650
Eric Malden
PrincipalCRD 4451224
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 43Active vs passive
$183M in ETFs
9%
$16.6M
91%
$166M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US CORE EQUITY 2 ETF (DFAC) | Dimensional | Active | Large Blend | $76M | 1,713,356 | 41.57% |
Location
Denver, CO
Denver
Location
Denver, CO
Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- Denver
- Address
- 2000 S Colorado Blvd
- Time zone
- MT (UTC-7)
- Office locations
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