SHAW FINANCIAL SOLUTIONS LLC

Overview

Shaw Financial Solutions LLC is an independent Registered Investment Adviser that focuses on financial planning and portfolio management for individuals and small businesses. The firm’s public filings show a clear tilt toward equities: exchange-traded equities make up the vast majority of assets managed, and the firm lists a preference for equity exposure. Shaw Financial Solutions offers both percentage-of-AUM and fixed-fee arrangements and serves individual, family and some institutional clients. It does not identify as an active ESG investor, and it operates as a single-owner, limited liability company rather than a multi-state or multi-adviser network. The firm deploys investment strategies through separately managed account (SMA) structures and uses major custodians to hold client assets. It does not position itself as a capital allocator; instead, it sources third-party managers for alternative exposures (real estate) and supplements public-market portfolios with mutual funds and annuities when appropriate. Advisory work centers on tailored planning and portfolio construction for private clients rather than institutional consulting or pension mandates.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices