SHAPIRO CAPITAL MANAGEMENT LLC

RIASEC RegisteredEst. 1989
Total AUM
$2B
Discretionary
$2B
100% of AUM
Avg account
$5M
Accounts
394
Employees
10
Advisory reps
7

Firm details

Headquarters
Atlanta, Georgia
CRD number
105581
Registered since
April 21, 1989
Custodians
GOLDMAN SACHS & CO. LLC, CHARLES SCHWAB & CO., INC., THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM
Client types
  • HNWI31.45%
  • Corporations / Businesses23.2%
  • Charitable Organizations19.36%
  • State / Municipal Government14.47%
  • Pension & Profit Sharing Plans6.69%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Shapiro Capital Management LLC is an SEC-registered investment adviser (registered in 1989) organized as an LLC. The firm manages portfolios for individual and family clients as well as institutional and business clients, charging fees as a percentage of assets under management. Its advisory services include portfolio management for individuals and small businesses, management of investment companies, and portfolio management for businesses or institutions. The firm is not positioned as an ESG-focused manager, does not identify as a multi-state adviser, and is not listed as a pension consultant or related adviser in the provided data. The firm also reports activity beyond pure advisory work: regulatory filings indicate affiliations that include broker-dealer activity, roles as a sponsor, general partner or managing member of pooled investment vehicles, and activity as a CPO/CTA or other investment adviser in certain capacities. This suggests the firm can participate in or sponsor pooled vehicles, in addition to managing discretionary client portfolios.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 96%, Cash & Cash Equivalents 3%, Private Funds 1%96%
  • Exchange Traded Equities96%
  • Cash & Cash Equivalents3%
  • Private Funds1%

Owners & executives

3 of 3
  • CHRISTINA SEARS

    Vice President, Chief Compliance OfficerCRD 2708589

  • LOUIS SHAPIRO

    President and Chief Financial OfficerCRD 1889349

  • Rebecca Harris

    Chief Operating OfficerCRD 5255524

Contacts

3 of 4
  • HARRY SHAPIRO

    Director of ResearchCRD 2018483

  • JONATHAN HUNTER

    Research AnalystCRD 5940604

  • MICHAEL MCCARTHY

    Director of ResearchCRD 2416880

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 5

Active vs passive

$24.8M in ETFs

Passive

100%

$24.8M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES RUSSELL 2000 VALUE ETF (IWN)BlackRockPassiveSmall Value$11.9M62,63547.84%

Location

Primary office

Atlanta, GA

FULTON

Location

Atlanta, GA

Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
FULTON
Address
3060 Peachtree Rd NW
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth