Shalom Global Capital Group LLC

RIASEC RegisteredEst. 2020
Total AUM
$35M
Discretionary
$35M
100% of AUM
Avg account
$779K
Accounts
45
Employees
1
Advisory reps
1

Firm details

Headquarters
San Jose, California
CRD number
309315
Registered since
June 15, 2020
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Charitable Organizations72.43%
  • HNWI27.57%
Services
Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Shalom Global Capital Group LLC is an independent, SEC‑registered Registered Investment Adviser organized as an LLC and owned by an individual. The firm has been registered with the SEC since 2020 and positions itself as a capital allocator that serves both high‑net‑worth individuals and family clients as well as institutional relationships. Its primary revenue model is fees based on assets under management. Advisory work centers on discretionary portfolio management for individuals and small businesses, and the firm also engages in selection of third‑party managers. The firm does not identify as an active ESG investor and is not set up as a multi‑state adviser or pension consultant.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: US Government Bonds 55%, Exchange Traded Equities 43%, Cash & Cash Equivalents 2%55%
  • US Government Bonds55%
  • Exchange Traded Equities43%
  • Cash & Cash Equivalents2%

Contacts

1 of 1
  • Yi Ching Tsai

    Yi Ching Tsai

    Managing PrincipalCRD 3130054

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

San Jose, CA

Santa Clara

Location

San Jose, CA

Headquartered in San Jose, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Santa Clara
Address
2033 Gateway Pl
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth