Sgroi Wealth Advisory Group LLC

RIASEC Registered

Total AUM

$1.4B

Discretionary

$1.4B

100% of AUM

Avg account

$177K

Accounts

7,676

Employees

27

Advisory reps

11

Firm details

Headquarters: West Seneca, New York
CRD number: 289764
Registered since: November 27, 2017
Website: sgroifinancial.com
Custodians: IPX, FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCWAB
Fee structure: Percentage of AUM
Client types: Individuals79.55%
HNWI20.1%
Pension & Profit Sharing Plans0.26%
Charitable Organizations0.09%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Sgroi Wealth Advisory Group LLC is an independent registered investment adviser that provides fee-based portfolio management and financial planning to individual, family and institutional clients. The firm is registered with the SEC (registered in 2017) and charges clients on a percentage-of-AUM basis. Its advisory services include financial planning and discretionary portfolio management for individuals, small businesses, and institutions. The firm also maintains a broker-dealer affiliation in that it operates a registered representative relationship.

Assets & Accounts

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds50%
Exchange Traded Equities40%
Cash & Cash Equivalents5%
State & Local Bonds2%
US Government Bonds1%

Owners & executives

1 of 1

John Clouden
Chief Compliance OfficerCRD 2563999

Contacts

3 of 10

Summer Mckellar
Wealth ManagerCRD 5693583
Jeffrey Haxton
Senior Wealth ManagerCRD 5756656
Sandra Turchiarelli
Registered RepresentativeCRD 5153580

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

West Seneca, NY

Erie

Location

West Seneca, NY

Headquartered in West Seneca, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.

Metro area: Buffalo-Cheektowaga-Olean, NY
Region: Northeast
County: Erie
Address: 965 Union Rd
Time zone: ET (UTC-5)
Office locations

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