SGL INVESTMENT ADVISORS, INC.

RIASEC RegisteredEst. 2014
Total AUM
$392M
Discretionary
$392M
100% of AUM
Avg account
$317K
Accounts
1,236
Employees
7
Advisory reps
21

Firm details

Headquarters
MISSOULA, Montana
CRD number
145167
Registered since
October 14, 2014
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI52.75%
  • Individuals33.89%
  • Charitable Organizations7.19%
  • Corporations / Businesses5.13%
  • State / Municipal Government1.04%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

SGL Investment Advisors, Inc. is a corporation that operates as both a broker-dealer and an insurance broker. Established in 2014, the firm focuses on providing portfolio management services primarily for individuals, families, and small businesses. With a commitment to active ESG investing, SGL Investment Advisors integrates environmental, social, and governance factors into its investment strategies. The firm is not classified as a multi-state adviser and does not engage in pension consulting. Its fee structure is based on a percentage of assets under management, aligning the firm’s interests with those of its clients.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 52%, Investment Grade Corp Bonds 24%, Non-Investment Grade Corp Bonds 9%, Cash & Cash Equivalents 8%, State & Local Bonds 6%, US Government Bonds 1%52%
  • Exchange Traded Equities52%
  • Investment Grade Corp Bonds24%
  • Non-Investment Grade Corp Bonds9%
  • Cash & Cash Equivalents8%
  • State & Local Bonds6%

Owners & executives

3 of 4
  • ROBBYN RICHARDSON

    Chief Investment OfficerCRD 5080105

  • JOSHUA DENNEY

    Chief Technology OfficerCRD 5492542

  • SUSAN WILLIAMS

    Chief Executive Officer, Portfolio ManagerCRD 2290587

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Contacts

3 of 17
  • BRUCE ANTHONY COSTA

    Board MemberCRD 6348002

  • SCOTT LONG

    Chairman & FounderCRD 1290706

  • MARCUS WELNEL

    Financial AdvisorCRD 7741521

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

MISSOULA, MT

MISSOULA

Location

MISSOULA, MT

Headquartered in MISSOULA, MT, in the West of the United States.

Region
West
County
MISSOULA
Address
283 W Front St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth