SFE Investment Counsel Inc.

RIASEC RegisteredEst. 2007
Total AUM
$748M
Discretionary
$728M
97% of AUM
Avg account
$830K
Accounts
902
Employees
14
Advisory reps
12

Firm details

Headquarters
Los Angeles, California
CRD number
145530
Registered since
October 24, 2007
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI62.23%
  • Individuals26.31%
  • Charitable Organizations9.42%
  • Corporations / Businesses1.22%
  • Other0.82%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

SFE Investment Counsel Inc. is a privately held investment advisory corporation that has been SEC-registered since 2007. The firm serves both individuals and families as well as institutional clients and charges clients via a combination of percentage-of-assets and fixed fees. Its advisory work centers on portfolio management for individuals, small businesses, and business or institutional accounts. SFE is not an active ESG investor, does not operate as a multi-state adviser, and does not describe itself as a pension consultant or a capital allocator. The firm also has a role on the manager side: it sponsors and acts as a general partner/managing member of pooled investment vehicles. That affiliation aligns with the private funds the firm advises and reflects some direct involvement in alternative fund structures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 86%, Public Funds/Mutual Funds 7%, Cash & Cash Equivalents 7%86%
  • Exchange Traded Equities86%
  • Public Funds/Mutual Funds7%
  • Cash & Cash Equivalents7%

Owners & executives

3 of 4
  • Jon Kmett

    Jon Kmett

    President, Chief Financial OfficerCRD 1918840

  • Charles Bohlen

    Charles Bohlen

    Co-Chief Investment OfficerCRD 2593273

  • Teri Mccasland

    Teri Mccasland

    Secretary & Chief Compliance OfficerCRD 1005907

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Contacts

3 of 8
  • Jeffrey Eisfelder

    Jeffrey Eisfelder

    ShareholderCRD 2860100

  • Charles Bohlen

    Charles Bohlen

    Investment AdvisorCRD 8211972

  • Peter Bohlen

    Peter Bohlen

    AssociateCRD 8211984

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 43

Active vs passive

$100M in ETFs

Passive

96%

$96.8M

Active

3%

$3.7M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO BULLETSHARES 2028 HIGH YIELD CORPORATE BOND ETF (BSJS)InvescoPassiveHigh Yield Bond$8.5M390,7578.46%

Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
801 S Figueroa St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth