SFE Investment Counsel Inc.
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 145530
- Registered since
- October 24, 2007
- Website
- www.sfeic.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI62.23%
- Individuals26.31%
- Charitable Organizations9.42%
- Corporations / Businesses1.22%
- Other0.82%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
SFE Investment Counsel Inc. is a privately held investment advisory corporation that has been SEC-registered since 2007. The firm serves both individuals and families as well as institutional clients and charges clients via a combination of percentage-of-assets and fixed fees. Its advisory work centers on portfolio management for individuals, small businesses, and business or institutional accounts. SFE is not an active ESG investor, does not operate as a multi-state adviser, and does not describe itself as a pension consultant or a capital allocator. The firm also has a role on the manager side: it sponsors and acts as a general partner/managing member of pooled investment vehicles. That affiliation aligns with the private funds the firm advises and reflects some direct involvement in alternative fund structures.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities86%
- Public Funds/Mutual Funds7%
- Cash & Cash Equivalents7%
Owners & executives
3 of 4
Jon Kmett
President, Chief Financial OfficerCRD 1918840

Charles Bohlen
Co-Chief Investment OfficerCRD 2593273

Teri Mccasland
Secretary & Chief Compliance OfficerCRD 1005907
Contacts
3 of 8
Jeffrey Eisfelder
ShareholderCRD 2860100

Charles Bohlen
Investment AdvisorCRD 8211972

Peter Bohlen
AssociateCRD 8211984
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 43Active vs passive
$100M in ETFs
96%
$96.8M
3%
$3.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO BULLETSHARES 2028 HIGH YIELD CORPORATE BOND ETF (BSJS) | Invesco | Passive | High Yield Bond | $8.5M | 390,757 | 8.46% |
Location
Los Angeles, CA
Los Angeles
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 801 S Figueroa St
- Time zone
- PT (UTC-8)
- Office locations
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