SFE Investment Counsel Inc.

RIASEC Registered

Total AUM

$748M

Discretionary

$728M

97% of AUM

Avg account

$830K

Accounts

902

Employees

Advisory reps

Firm details

Headquarters: Los Angeles, California
CRD number: 145530
Registered since: October 24, 2007
Website: www.sfeic.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI62.23%
Individuals26.31%
Charitable Organizations9.42%
Corporations / Businesses1.22%
Other0.82%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

SFE Investment Counsel Inc. is an independent registered investment adviser that has been SEC registered since 2007. The firm is organized as a corporation and is owned by a mix of a domestic entity and individual(s). Its clients include high-net-worth individuals and families as well as institutional entities. Compensation is primarily a percentage of assets under management, with the firm also using fixed-fee arrangements for certain engagements. The adviser provides discretionary portfolio management for individuals, small businesses, and institutional clients. It reports no active ESG investing program and is not structured as a multi-state adviser. SFE also serves in sponsor and general partner roles and acts as managing member for pooled investment vehicles, though it is not classified as a capital allocator in the FINTRX snapshot.