SFE INVESTMENT COUNSEL INC.
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 145530
- Registered since
- October 24, 2007
- Website
- www.sfeic.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI62.23%
- Individuals26.31%
- Charitable Organizations9.42%
- Corporations / Businesses1.22%
- Other0.82%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
SFE Investment Counsel Inc. is a small, SEC-registered investment adviser (registered in 2007) organized as a corporation that serves both individual/family and institutional clients. The firm provides fee-based portfolio management for individuals, small businesses and institutional entities, charging either a percentage of assets under management or fixed fees. SFE is not positioned as an ESG investor, does not identify as a multi-state adviser, and does not present itself as a capital allocator. The firm also acts in sponsor/GP roles and as a managing member of pooled investment vehicles, indicating it operates private fund structures in addition to discretionary advisory accounts.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities86%
- Public Funds/Mutual Funds7%
- Cash & Cash Equivalents7%
Owners & executives
3 of 4JON KMETT
President, Chief Financial OfficerCRD 1918840
CHARLES BOHLEN
Co-Chief Investment OfficerCRD 2593273
TERI MCCASLAND
Secretary & Chief Compliance OfficerCRD 1005907
Contacts
3 of 8JEFFREY EISFELDER
ShareholderCRD 2860100
Charles Bohlen
Investment AdvisorCRD 8211972
Peter Bohlen
AssociateCRD 8211984
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 40Active vs passive
$96.9M in ETFs
97%
$94.1M
3%
$2.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO BULLETSHARES 2028 HIGH YIELD CORPORATE BOND ETF (BSJS) | Invesco | Passive | High Yield Bond | $8.3M | 384,000 | 8.60% |
Location
Los Angeles, CA
LOS ANGELES
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- LOS ANGELES
- Address
- 801 S Figueroa St
- Time zone
- PT (UTC-8)
- Office locations
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