Seven Fleet Capital Management LP

RIASEC RegisteredEst. 2026
Total AUM
$435M
Discretionary
$435M
100% of AUM
Avg account
$109M
Accounts
4
Employees
4
Advisory reps
2

Firm details

Headquarters
,
CRD number
335203
Registered since
August 5, 2026
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Seven Fleet Capital Management LP is a limited partnership operating as an SEC-registered hedge fund that provides portfolio management for pooled investment vehicles. The firm positions itself to serve institutional clients and acts as sponsor, general partner and managing member of its pooled vehicles, indicating direct operational control over the funds it runs. Its fee model combines a percentage-of-assets charge with performance-based fees. FINTRX flags the adviser as not being a capital allocator, not an active ESG investor, and not a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Brian Liu

    CRD 8053272

  • Rod Lim

    Limited PartnerCRD 7158138

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$682K in ETFs

Passive

100%

$682K

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES US MEDICAL DEVICES ETF (IHI)BlackRockPassiveHealth$682K13,800100.00%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth