Seterios Wealth Advisors, LLC

RIASEC Registered
Total AUM
$2.7M
Discretionary
$2.7M
100% of AUM
Avg account
$1.4M
Accounts
2
Employees
3
Advisory reps
3

Firm details

Headquarters
,
CRD number
322824
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Performance Based Fees
Client types
  • HNWI100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Seterios Wealth Advisors, LLC is a limited liability company that focuses on providing portfolio management services primarily for individuals and small businesses. The firm operates with a performance-based fee structure and caters to a client base that includes both individual investors and families. While it does not actively engage in environmental, social, and governance (ESG) investing, Seterios Wealth Advisors has carved out a niche in managing investments through a variety of alternative investment strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 85%, Cash & Cash Equivalents 15%85%
  • Exchange Traded Equities85%
  • Cash & Cash Equivalents15%

Owners & executives

1 of 1
  • Karen Lima

    Chief Compliance Officer, Investment Advisor RepresentativeCRD 7628480

Contacts

2 of 2
  • James Cooper

    Principal, Managing DirectorCRD 6485444

  • Adam Burmeister

    Equities TraderCRD 7628526

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth