SETARCOS WEALTH ADVISORS LLC

RIASEC RegisteredEst. 2026
Total AUM
$112M
Discretionary
$112M
100% of AUM
Avg account
$488K
Accounts
229
Employees
3
Advisory reps
3

Firm details

Headquarters
PHILADELPHIA, Pennsylvania
CRD number
157930
Registered since
April 9, 2026
Website
www.setarcosllc.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI94.22%
  • Individuals5.78%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Setarcos Wealth Advisors LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2026. The firm is owned by an individual and positions itself as a capital allocator for individual and family clients. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, selection of third‑party advisers, and educational seminars or workshops. Fee arrangements include both a percentage-of-assets model and fixed fees. The firm does not identify as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 88%, Exchange Traded Equities 7%, Other 2%, Investment Grade Corp Bonds 1%, Private Funds 1%, Cash & Cash Equivalents 1%88%
  • Public Funds/Mutual Funds88%
  • Exchange Traded Equities7%
  • Other2%
  • Investment Grade Corp Bonds1%
  • Private Funds1%

Contacts

3 of 3

  • STEPHEN WAY

    Partner & Director of PlanningCRD 6302406

  • Erica Hamblen

    Operations ManagerCRD 7875037

  • RICHARD FAW

    Founding PartnerCRD 5922307

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

PHILADELPHIA, PA

PHILADELPHIA

Location

PHILADELPHIA, PA

Headquartered in PHILADELPHIA, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
PHILADELPHIA
Address
325 Chestnut St
Time zone
ET (UTC-5)
Office locations

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