Servatus Capital

RIASEC & State Registered
Total AUM
$110M
Discretionary
$110M
100% of AUM
Avg account
$1.1M
Accounts
100
Employees
2
Advisory reps
4

Firm details

Headquarters
Naples, Florida
CRD number
311428
Registered since
May 1, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI75.66%
  • Other Investment Advisers18.93%
  • Individuals3.88%
  • Pension & Profit Sharing Plans0.86%
  • Corporations / Businesses0.68%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Servatus Capital is an independent registered investment adviser organized as an LLC and registered with the SEC in 2025. The firm serves both individual/family clients and institutional/business clients, providing financial planning and portfolio management for individuals, small businesses, and institutions. Its advisory services also include pension consulting. Fees are charged as a percentage of assets under management and via fixed-fee arrangements. The firm is not described as a capital allocator, and it lists an industry affiliation with an accountant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 54%, Exchange Traded Equities 30%, Cash & Cash Equivalents 14%, Non-Exchange Traded Equities 1%, US Government Bonds 1%54%
  • Public Funds/Mutual Funds54%
  • Exchange Traded Equities30%
  • Cash & Cash Equivalents14%
  • Non-Exchange Traded Equities1%
  • US Government Bonds1%

Owners & executives

1 of 1
  • Daniel Stephen

    Managing Member And Chief Compliance OfficerCRD 3232541

Contacts

1 of 1
  • Robert Dunn

    Robert Dunn

    Investment Advisor RepresentativeCRD 5367632

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Naples, FL

Collier

Location

Naples, FL

Headquartered in Naples, FL, anchoring the Cape Coral-Fort Myers-Naples, FL metro in the South.

Metro area
Cape Coral-Fort Myers-Naples, FL
Region
South
County
Collier
Address
999 Vanderbilt Beach Rd
Time zone
ET (UTC-5)
Office locations

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