SERENITY INVESTMENT ADVISORS
Firm details
- Headquarters
- CHICAGO, Illinois
- CRD number
- 307924
- Registered since
- April 21, 2022
- Website
- www.serenitywm.com
- Custodians
- PRINCIPAL SECURITIES, INC., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Pension & Profit Sharing Plans50.29%
- HNWI28.22%
- Individuals21.45%
- Corporations / Businesses0.05%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Serenity Investment Advisors is an independent registered investment adviser organized as an LLC and registered with the SEC in 2022. The firm describes itself as a capital allocator that serves both individual and family clients as well as institutional clients. Its advisory menu includes financial planning, discretionary and non‑discretionary portfolio management for individuals, small businesses and institutions, pension consulting and the selection of third‑party advisers. Fees are charged as a percentage of assets under management or via fixed fees. Serenity does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities70%
- Public Funds/Mutual Funds25%
- Cash & Cash Equivalents2%
- Non-Exchange Traded Equities1%
- US Government Bonds1%
Contacts
3 of 6Jason Paplaski
Private Wealth ManagerCRD 5504759
RYAN KAYSEN
Private Wealth ManagerCRD 5730799
Sean O'Connor
Partner, Financial AdvisorCRD 6908452
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 54Active vs passive
$203M in ETFs
91%
$184M
9%
$18.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US LARGE-CAP GROWTH ETF (SCHG) | Schwab | Passive | Large Growth | $36.8M | 1,070,844 | 18.17% |
Location
CHICAGO, IL
COOK
Location
CHICAGO, IL
Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- COOK
- Address
- 333 S Wabash Ave
- Time zone
- CT (UTC-6)
- Office locations
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