SERENE INVESTMENT MANAGEMENT, LLC

Exempt Reporting AdvisorFINRA Member
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
BERKELEY, California
CRD number
171980

Firm profile

FINTRX

Overview

Serene Investment Management, LLC operates as a manager and sponsor of pooled investment vehicles, acting in roles such as general partner and managing member. Its activity centers on running multiple private funds rather than providing traditional advisory services to retail clients. The firm’s fund slate is weighted toward private equity and has a smaller real estate footprint, indicating a focus on illiquid, manager-controlled investments where structuring, sourcing and active oversight are central to value creation. Fund sizes and the number of vehicles point to a boutique manager that runs multiple targeted strategies or series of vehicles rather than a single large flagship fund. The firm’s role as sponsor/GP implies it leads deal sourcing, negotiation and governance for portfolio companies and properties, and that its primary client relationships are with limited partners inside those funds.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • VINCENT PHILLIPS

    Chief Operating OfficerCRD 1956868

Contacts

1 of 1
  • ADAM PHILLIPS

    PrincipalCRD 4229427

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

BERKELEY, CA

ALAMEDA

Location

BERKELEY, CA

Headquartered in BERKELEY, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
ALAMEDA
Address
2625 Alcatraz Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth