Serco Investments Inc.

RIASEC Registered
Total AUM
$36M
Discretionary
$36M
100% of AUM
Avg account
$2.8M
Accounts
13
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
113879
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Serco Investments Inc. is a small, privately owned investment advisory corporation that focuses on portfolio management for individual and family clients, including small businesses. The firm bills clients on a percentage-of-assets-under-management basis and does not position itself as a capital allocator. Serco is not an active ESG investor and operates solely within a single state according to available filings. Its advisory activity centers on discretionary portfolio management rather than institutional consulting or multi-state wealth platforms.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 80%, Exchange Traded Equities 10%, Cash & Cash Equivalents 10%80%
  • Non-Exchange Traded Equities80%
  • Exchange Traded Equities10%
  • Cash & Cash Equivalents10%

Contacts

1 of 1
  • Rajiv Sharma

    Founder and PresidentCRD 823837

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth