Seraph Capital Associates, LLC

RIASEC RegisteredEst. 2018

Total AUM

$90.3M

Discretionary

$90.3M

100% of AUM

Avg account

$203K

Accounts

445

Employees

Advisory reps

Firm details

Headquarters: Bartlesville, Oklahoma
CRD number: 165754
Registered since: April 20, 2018
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, INTERACTIVE BROKERS LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: Insurance Companies36.51%
Individuals19.61%
Pension & Profit Sharing Plans15.4%
HNWI13.6%
Charitable Organizations8.31%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Seraph Capital Associates, LLC is a limited liability company that has been SEC-registered since 2018 and positions itself as a manager focused on real estate funds and pooled investment vehicles. The firm provides discretionary portfolio management across three client types: individuals and small businesses, pooled investment vehicles, and businesses or institutions. Its client base includes both individual/family and institutional investors, and it charges fees as a percentage of assets under management. The firm is not organized primarily as a capital allocator and does not identify as an active ESG investor or a multi-state adviser. Regulatory filings indicate related-adviser relationships and that Seraph sometimes serves in sponsor/GP/managing-member roles for pooled vehicles.