Sequel Securities, LLC
Firm details
- Headquarters
- Glen Allen, Virginia
- CRD number
- 133822
- Registered since
- June 15, 2005
- Website
- transactcapital.com
Firm profile
FINTRXOverview
Sequel Securities, LLC is organized as a limited liability company that identifies itself as an investment bank. Ownership is noted as a combination of a domestic entity and an individual. The firm does not position itself as a capital allocator and is not an active ESG investor. It is also not described as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
John Ivan
Chief Compliance OfficerCRD 1292150
Contacts
3 of 10
Olga Rip
FinOpCRD 5440553
Patrick Morin
Managing PartnerCRD 2210592
Justin Karr
Managing DirectorCRD 6091714
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Glen Allen, VA
Henrico
Location
Glen Allen, VA
Headquartered in Glen Allen, VA, in the South of the United States.
- Region
- South
- County
- Henrico
- Address
- 4991 Lake Brook Dr
- Time zone
- ET (UTC-5)
- Office locations
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