SEMMAX FINANCIAL ADVISORS, INC.

Overview

Semmax Financial Advisors, Inc. is an independent, owner-operated registered investment adviser that serves individual and family clients. The firm combines fee-based financial planning and portfolio management with insurance brokerage services, positioning insurance and annuity solutions alongside discretionary portfolio strategies. Semmax operates as a capital allocator—meaning it places client capital with third-party managers when appropriate—and provides selection of other advisers and educational seminars as part of its client offering. Investment preferences show a tilt toward equities, with a notable allocation to non-exchange traded equities as the single largest asset bucket. Fixed income exposure appears across ETFs and corporate debt, and the firm’s largest public holding is a floating-rate bond ETF, which signals attention to income and rate-sensitive credit in some client portfolios. Semmax is not an active ESG investor and operates with a mix of fee arrangements (percentage of AUM, hourly and fixed fees), allowing flexibility across client engagements.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices