SEIX CLO MANAGEMENT LLC

RIASEC RegisteredEst. 2016
Total AUM
$336M
Discretionary
$336M
100% of AUM
Avg account
$168M
Accounts
2
Employees
12
Advisory reps
3

Firm details

Headquarters
PARK RIDGE, New Jersey
CRD number
285354
Registered since
October 27, 2016
Fee structure
Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Seix Clo Management LLC is a limited liability company, SEC-registered in 2016, that manages pooled investment vehicles for institutional clients. The firm is classified in FINTRX as a securitized asset fund manager and lists portfolio management for pooled investment vehicles as its primary advisory activity. Ownership is described as a mix of foreign entity and individual stakeholders. Fee arrangements are reported as “other,” and the firm identifies itself as an active ESG investor. Regulatory and industry affiliations show the firm operating in multiple roles beyond adviser-only: broker-dealer, other investment adviser, CPO/CTA, and sponsor/GP or managing member of pooled vehicles. Those affiliations imply the firm both advises and sponsors securitized fund structures and is set up to use a range of execution and trading arrangements appropriate for pooled-product management.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • DEIRDRE DILLON

    Chief Compliance OfficerCRD 5469512

  • MICHAEL ANGERTHAL

    Chief Financial OfficerCRD 5632934

  • GEORGE AYLWARD

    President and Chief Executive OfficerCRD 4932163

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

PARK RIDGE, NJ

BERGEN

Location

PARK RIDGE, NJ

Headquartered in PARK RIDGE, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
BERGEN
Address
1 Maynard Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth