Seelaus Asset Management, LLC

RIASEC RegisteredEst. 2013

Total AUM

$1.7B

Discretionary

$1.7B

100% of AUM

Avg account

$3.4M

Accounts

502

Employees

Advisory reps

Firm details

Headquarters: Chatham, New Jersey
CRD number: 149582
Registered since: February 15, 2013
Website: www.rseelaus.com
Custodians: U.S. BANCORP INVESTMENTS, INC., THE BANK OF NEW YORK MELLON, PERSHING LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: Corporations / Businesses60.14%
Other Investment Advisers16.66%
HNWI12.06%
Pooled Investment Vehicles8.08%
Individuals2.6%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Seelaus Asset Management, LLC is an SEC-registered LLC that has been operating since 2013 and functions with an insurance broker-dealer orientation. The firm serves both individual and family clients as well as institutional investors, providing financial planning and portfolio management across individual/small business accounts, pooled investment vehicles, and institutional or corporate clients. Its business model includes acting as a sponsor, general partner or managing member for pooled vehicles and maintaining insurance-company and broker-dealer affiliations. Fee arrangements are varied: Seelaus charges percentage-of-AUM fees alongside hourly and fixed fees, and it can collect performance-based fees for appropriate mandates. The firm is not documented as an active ESG investor and is not identified as a capital allocator in the provided materials.