Securities Industry Management Corp.
Firm details
- Headquarters
- ,
- CRD number
- 19789
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI96.58%
- Individuals3.42%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Securities Industry Management Corp. is a small, privately owned corporate advisory firm that manages portfolios for individuals and small businesses. The firm bills clients on a percentage-of-assets-under-management basis and is described as engaging in other financial product sales in addition to discretionary portfolio management. It is not positioned as an ESG-focused manager, does not identify as a multi-state adviser on filings, and does not provide pension consulting or act as a capital allocator. The adviser’s SEC registration year is not reported.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Cash & Cash Equivalents50%
- Exchange Traded Equities35%
- State & Local Bonds10%
- Investment Grade Corp Bonds5%
Contacts
2 of 2Marie Cole Lubin
Vice PresidentCRD 1667486
Benjamin Lubin
PresidentCRD 313753
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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