SECURITIES BROKERAGE SERVICES

RIASEC Registered
Total AUM
$16.2M
Discretionary
$0
0% of AUM
Avg account
$386K
Accounts
42
Employees
5
Advisory reps
4

Firm details

Headquarters
CARNEGIE, Pennsylvania
CRD number
119861
Website
www.sbsbrokers.com
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals66.27%
  • HNWI33.73%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Securities Brokerage Services operates as an independent registered investment advisor (RIA) focused on providing financial planning and portfolio management services primarily for individuals and families. The firm is structured as a corporation and is owned by an individual. It engages in various business activities, including acting as a registered representative of a broker-dealer and functioning as an insurance broker. The firm does not actively pursue ESG investments and is not classified as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 70%, Non-Exchange Traded Equities 16%, Exchange Traded Equities 6%, US Government Bonds 6%, Cash & Cash Equivalents 2%70%
  • Public Funds/Mutual Funds70%
  • Non-Exchange Traded Equities16%
  • Exchange Traded Equities6%
  • US Government Bonds6%
  • Cash & Cash Equivalents2%

Contacts

3 of 4

  • HENRY KASKY

    Registered RepresentativeCRD 1780902

  • BARRY FASENMYER

    Registered RepresentativeCRD 2906309

  • RALPH SERVATI

    Registered RepresentativeCRD 1020943

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CARNEGIE, PA

ALLEGHENY

Location

CARNEGIE, PA

Headquartered in CARNEGIE, PA, anchoring the Pittsburgh-New Castle-Weirton, PA-OH-WV metro in the Northeast.

Metro area
Pittsburgh-New Castle-Weirton, PA-OH-WV
Region
Northeast
County
ALLEGHENY
Address
101 W Main St
Time zone
ET (UTC-5)
Office locations

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More RIAs in CARNEGIE →All Pennsylvania RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth