Seacrest Wealth Management, LLC

RIASEC Registered
Total AUM
$1.5B
Discretionary
$1.4B
94% of AUM
Avg account
$449K
Accounts
3,417
Employees
47
Advisory reps
36

Firm details

Headquarters
Purchase, New York
CRD number
147092
Registered since
May 12, 2008
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI78.44%
  • Individuals19.59%
  • Corporations / Businesses1.32%
  • Charitable Organizations0.45%
  • Pension & Profit Sharing Plans0.19%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Seacrest Wealth Management, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2008. The firm describes itself as a capital allocator serving both individual and family clients as well as institutional investors. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting services, and selection of other advisers. Fee arrangements reported include percentage-of-AUM billing along with hourly and fixed-fee options. The firm indicates it does not position itself as an active ESG investor. Industry relationships include affiliations with other investment advisers and an insurance company, suggesting access to third-party capabilities and insurance solutions as part of client offerings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 46%, Public Funds/Mutual Funds 38%, Cash & Cash Equivalents 11%, US Government Bonds 3%, State & Local Bonds 1%, Private Funds 1%46%
  • Exchange Traded Equities46%
  • Public Funds/Mutual Funds38%
  • Cash & Cash Equivalents11%
  • US Government Bonds3%
  • State & Local Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 271

Active vs passive

$361M in ETFs

Passive

82%

$294M

Active

13%

$66.7M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$17.4M23,5764.83%

Location

Primary office

Purchase, NY

Westchester

Location

Purchase, NY

Headquartered in Purchase, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Westchester
Address
3000 Westchester Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth